Advisory Solutions

We are pleased to announce the next generation of MoneyGuidePro is coming to Equity Services, Inc on Monday November 13th. In this latest version…

Effective January 1, 2023, FINRA published its revised Rule 1240 – Continuing Education (“Rule”).  The Rule implemented some significant changes to FINRA’s continuing education…

If you’re ever in a pinch and need insurance license information, most states have a link online that allows you to search for your…

Click Here to Read the Full AssetMark ArticleAssetMark Article Introduction: “In the ever-evolving landscape of financial advisory services, the shift from a commission-based model…

Update from Fidelity Institutional®Changes Effective: October 26th, 2023“In an ongoing effort to enhance platform security, Wealthscape InvestorSM is getting a new design to enhance…

Maple Capital Monthly Market CommentaryThe Month in Review: September 2023 “Bond yields rose as market expectations solidified around the “higher for longer” theme. The…

Both the 2023 Annual Compliance Meeting (“ACM”) and the 2023-2024 Firm Element continuing education (“FE”) program are available in RegEd for all Registered Representatives…

Markets in Motion Commentary by John A. Forlines III, Chief Investment Officer, Donoghue ForlinesOriginally Published October 11, 2023 The last couple of months have…

Equity Services, Inc. (ESI) is pleased to announce the appointment Robert Franklin as ESI’s Chief Compliance Officer, responsible for all Compliance functions. With over…

Thank you to all who joined Equity Services, Inc. (ESI) at the recent Women in Insurance and Financial Services (WIFS) Conference, and the preceding…