All Posts – Page 85 – Equity Services, Inc

Operations

Happy (early) Thanksgiving! Check out ESI’s Phone Schedule for Next Week!

ESI will be open for normal business hours Monday November 23rd through Wednesday November 25th. We will be closed on Thanksgiving Day - Thursday…

Beth KnoxNovember 17, 2020

Training

Year End Hibernation for ESI Training Reminder Emails

Your weekly training reminders have been put to bed for 2020. But fear not, they’ll be back and raring to go come January! In…

Beth KnoxNovember 17, 2020

Compliance & Licensing

You May Have “Noticed” Something in Your Emails…

Lots of important notifications come your way Q4 each year! Have you seen all that have gone out recently? Field Notice 2020-44 2020 Year…

Beth KnoxNovember 17, 2020

Operations

e-Delivery – Closing in on the Finish Line!

To increase our e-delivery client subscribers, ESI is sponsoring a raffle for both registered representatives and non-registered fingerprinted (NRF) persons! Click here for raffle details and…

Beth KnoxNovember 17, 2020

Product

Important Product and Benefit Changes from Prudential

As we continue to transform our business and product lineup, we are deepening our focus on Protected Outcomes - strategies that help more Americans…

Beth KnoxNovember 11, 2020

Operations

E-Delivery Raffle Standings and Updated Resources

Updated ResourcesWhen your clients elect e-delivery, they are not only saving themselves fees starting in 2021, they are giving themselves access to all the…

Beth KnoxNovember 11, 2020

Advisory Solutions Prospecting & Marketing

New Client Communications Available

During the turmoil of 2020, communication with clients is more important than ever. Three new annual review emails, focused on the importance reviewing factors…

Beth KnoxNovember 11, 2020

Advisory Solutions Operations Technology

Closed Lot/Realized Gain/Loss Reporting Feature Temporarily Unavailable

Envestnet has identified an issue with our closed lot reporting feature on the ESI Illuminations Platform. This feature allows Envestnet to sync closed tax…

Beth KnoxNovember 11, 2020

Advisory Solutions

New Performance Snapshots for Q3 2020 are Ready!

To help you review the strategist portfolios you’ve utilized for your clients and determine if there is something new and a better fit, performance snapshots of…

Beth KnoxNovember 11, 2020

Compliance & Licensing Operations Product Prospecting & Marketing

ESI Leadership Q3 Field Update Replay Now Available!

In his first update as President of ESI, we heard from Ata Azarshahi as he reflected on Q3 and shared his early insight on…

Beth KnoxNovember 4, 2020