All Posts – Page 81 – Equity Services, Inc

Product

Alternative Mutual Funds – Quarterly Update

The alternative mutual funds Approved, Watch and Restricted lists have been updated. The links to the current lists are listed below. If you have…

Beth KnoxJanuary 26, 2021

Prospecting & Marketing

Congratulations to Our ESI Elite Symposium Qualifiers!

Congratulations to this year’s ESI Elite Symposium Qualifiers! The following Reps have qualified for ESI’s annual conference in New Orleans! The following Agencies have…

Beth KnoxJanuary 19, 2021

Prospecting & Marketing

ESI Elite Symposium Qualifications for Our 2022 Event

You’ve seen the list of qualifiers that will join us at the Ritz Carlton in New Orleans later this year for the 2021 Elite…

Beth KnoxJanuary 19, 2021

Advisory Solutions

Brinker Capital Investments: Quarter End Q&A with Tim Holland

TC119180(0121)1

Beth KnoxJanuary 19, 2021

Advisory Solutions Operations Product Technology

ESI Field Leadership Update Call: January 2021

Please join ESI’s Executive Leadership Team for our Quarterly Field Update series. In this session, we’ll be reviewing the activities and results of Q4…

Beth KnoxJanuary 19, 2021

Advisory Solutions Compliance & Licensing Operations Technology

ESI Leadership Field Update: January 2021

Please join ESI’s Executive Leadership Team for our Quarterly Field Update series. In this session, we’ll be reviewing the activities and results of Q4…

Beth KnoxJanuary 12, 2021

Compliance & Licensing

Reminder: Gift Reporting in Star Compliance

We have just closed out 2020, and are putting the finishing touches on the holiday season. Many registered representatives (“RRs”) and associated persons (i.e.…

Beth KnoxJanuary 12, 2021

Operations

Holiday Hours

The Markets and ESI will be closed on Monday, January 18th in observance of Martin Luther King, Jr. Day. Normal hours will resume on…

Beth KnoxJanuary 12, 2021

Advisory Solutions

Morningstar Asset Category Changes

Morningstar will be updating some of the asset categories. This change is scheduled to take place on April 30, 2021. Following the changes, the…

Beth KnoxJanuary 12, 2021

Operations

ESI Call Center Menu Options Changing

To better serve the field and our customers, effective January 18, 2021, Equity Services, Inc. will be changing its call center queue options. The…

Beth KnoxJanuary 12, 2021

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Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser. In CO, MO, NH, and WI, Equity Services, Inc. operates as Vermont Equity Services, Inc. National Life Group® is a trade name representing various affiliates, which offer a variety of financial service products.

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Third party articles are for information only and have not been reviewed or approved for use with consumers

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