All Posts – Page 67 – Equity Services, Inc

Operations

Report Retention Update in My View Portal

On November 1st Broadridge will be modifying the retention time on the reports available within My View Portal. These reports include, but are not limited to,…

Beth KnoxSeptember 27, 2021

Advisory Solutions Strategic Partners

Save the Date for AssetMark: Impact Assets – Donor Advised Funds

Tuesday, September 28 at 1:00 pm ET The ImpactAssets Donor Advised Fund with AssetMark is an innovative donor advised fund that empowers your clients…

Beth KnoxSeptember 21, 2021

Operations

Important Reminder: Brokerage Account Paper Statement Fee will be Reflected on 9/30/21 Account Statements

In the 3rd quarter of 2021, National Financial Services, LLC. (NFS) will begin assessing a quarterly surcharge for the physical delivery of client trade…

Beth KnoxSeptember 21, 2021

Compliance & Licensing Training

Dept. of Labor (DOL) Info Session Webinars! Sign up TODAY!

DOL Update for ESI Registered RepresentativesHosted by DOL Strategy Team Interested in learning more about potential impact points of the new DOL regulations and…

Beth KnoxSeptember 21, 2021

Product

Reminder: SAVA 5 is Sunsetting

National Life is sunsetting the Sentinel Advantage Variable Annuity (SAVA) in October. The last day to submit an application is October 1.Cases must be…

Beth KnoxSeptember 21, 2021

Advisory Solutions

Maple Capital and Imagine Dragons say “It’s Time”

If you were away in August, you didn’t miss much. For the month, Treasury yields changed very little, with most points along the curve increasing…

Beth KnoxSeptember 14, 2021

Operations

2021 Premiere Select Retirement Accounts: Annual Maintenance Fee Cycle

Summary National Financial Services will be charging Premiere Select Retirement accounts the annual $40.00 retirement maintenance fee on November 22nd, 2021. How can I…

Beth KnoxSeptember 14, 2021

Advisory Solutions

ESI Illuminations Platform Enhancements

ESI Illuminations is ESI’s largest advisory platform and has grown in total assets under management to a record $1.6B. To help continue this growth,…

Beth KnoxSeptember 14, 2021

Operations Technology

ESI Introduces Portfolio Quick Check Tool through Wealthscape

Available 24/7, Fidelity Portfolio Quick Check instantly gives you tailored, actionable portfolio analysis and insights—simply and seamlessly. This online, self-serve tool offers you a…

Beth KnoxSeptember 14, 2021

Advisory Solutions Technology

ESI Introduces Portfolio Quick Check Tool through Wealthscape

Available 24/7, Fidelity Portfolio Quick Check instantly gives you tailored, actionable portfolio analysis and insights—simply and seamlessly. This online, self-serve tool offers you a…

Beth KnoxAugust 31, 2021