All Posts – Page 65 – Equity Services, Inc

Operations

Worklists in Wealthscape are Now Available!

Worklists is a new feature of Wealthscape enabling you to display a list of accounts in your book of business by established criteria. The…

Beth KnoxOctober 26, 2021

Advisory Solutions

Donor-Advised Funds Offer New Giving Opportunities

If you have clients who are looking for charitable giving opportunities, the AssetMark Giving Fund offers an option that can potentially allow your clients…

Beth KnoxOctober 20, 2021

Compliance & Licensing Training

Ready for some DOL training? Catch the recording here!

First things first… CLICK HERE FOR THE DOL OVERVIEW RECORDING. Now, let’s talk about education and recommendations… As we discussed in our last communication,…

Beth KnoxOctober 19, 2021

Product

Now Available! Q3 Alternative Mutual Fund Lists!

Approved and Prohibited Alternative Mutual Funds The purchase of Alternative Mutual Funds that include inverse and leveraged strategies is not permitted. To assist with…

Beth KnoxOctober 19, 2021

Operations

2022 ESI Core Services Offering Affiliation Fee

ESI is pleased to announce our core offering for 2022. The Core Offering (listed below) represents those services that are provided to all advisors,…

Beth KnoxOctober 19, 2021

Operations

Reminder: Report Retention Update in My View Portal Coming Soon!

On November 1st Broadridge will be modifying the retention time on the reports available within My View Portal. These reports include, but are not limited to,…

Beth KnoxOctober 19, 2021

Compliance & Licensing

Reminder! We Sent You Your 2022 Renewal Kit Last Week!

Annual renewals were distributed via email on October 6 and are due back to ESI Licensing by November 10. If you need another copy…

Beth KnoxOctober 12, 2021

Advisory Solutions

A Note from AssetMark

As part of our ongoing evaluation, we have identified strategies that will no longer be offered on the AssetMark platform. Advisors with clients invested…

Beth KnoxOctober 12, 2021

Advisory Solutions

Have You Completed Your 2021 Advisor as Portfolio Manager CE?

ESI’s 2021 Continuing Education Program for Advisors using the ESI Illuminations Flagship Select or Directions programs is now available on the FIRE Solutions website. …

Beth KnoxOctober 12, 2021

Compliance & Licensing

While We’re on the Topic of Training… Firm Element is Here!

Both the 2021 Annual Compliance Meeting (“ACM”) and the 2021-2022 Firm Element continuing education (“CE”) program are available in FIRE Solutions (“FIRE”) for all…

Beth KnoxOctober 12, 2021