All Posts – Page 63 – Equity Services, Inc

Operations

Planned System Maintenance for My View Portal on Saturday November 6th

Broadridge will be conducting a planned system maintenance on Saturday, November 6, 2021 during the hours of 8:00 AM EST to 4:00 PM EST.…

Beth KnoxNovember 2, 2021

Advisory Solutions

Monitoring Performance: What’s Your Process?

Any good team manager has a process for measuring how their team is performing. As an advisor, you should be tracking whether the team…

Beth KnoxNovember 2, 2021

Compliance & Licensing

Reminder! 2022 Renewal Kits Are Due November 10th!

Annual renewals were distributed via email on October 6 and are due back to ESI Licensing by November 10. If you need another copy…

Beth KnoxNovember 2, 2021

Operations

ESI Operations Reminder: Required Contingent Funding on Systematic Withdrawal Plans

In the first quarter of 2021, ESI implemented an Operational policy requiring contingent funding on systematic withdrawal plans for all Brokerage accounts. The decision…

Beth KnoxNovember 2, 2021

Product

We Are Introducing TWO New Products to Our Platform!

ESI is happy to announce that the Prudential FlexGuard Income variable annuity is now available. This VA is in addition to Prudential’s original FlexGuard…

Beth KnoxOctober 26, 2021

Advisory Solutions Compliance & Licensing

Don’t forget to get that Advisor as PM Continuing Education Done

ESI’s 2021 Continuing Education Program for Advisors using the ESI Illuminations Flagship Select or Directions programs is now available on the FIRE Solutions website. …

Beth KnoxOctober 26, 2021

Best Practices Training

We’re Back! A Live Practice Advancement Retreat is In the Books!

The Affiliated Channel conducted their first in-person training event in 2 and half years in VT with the Practice Advancement Retreat. There were 18…

Beth KnoxOctober 26, 2021

Operations

Worklists in Wealthscape are Now Available!

Worklists is a new feature of Wealthscape enabling you to display a list of accounts in your book of business by established criteria. The…

Beth KnoxOctober 26, 2021

Advisory Solutions

Donor-Advised Funds Offer New Giving Opportunities

If you have clients who are looking for charitable giving opportunities, the AssetMark Giving Fund offers an option that can potentially allow your clients…

Beth KnoxOctober 20, 2021

Compliance & Licensing Training

Ready for some DOL training? Catch the recording here!

First things first… CLICK HERE FOR THE DOL OVERVIEW RECORDING. Now, let’s talk about education and recommendations… As we discussed in our last communication,…

Beth KnoxOctober 19, 2021