All Posts – Page 55 – Equity Services, Inc

Technology

April Investigo Enhancements – Accounts Displays, Client Access Maintenance, and More!

As the end of April is rapidly approaching, we are excited to announce some enhancements coming to the Investigo platform. On April 29th Investigo…

Beth KnoxApril 19, 2022

Training

ESI Leadership Call – Sign Up Today!

Please join Ata Azarshahi and ESI’s Leadership Team for our Quarterly Field Update series. In this session, we’ll be reviewing the activities and results…

Beth KnoxApril 19, 2022

Compliance & Licensing Operations

Upcoming DOL 2.0 Forms Updates

You may recall in all communications relating to the Department of Labor, ESI has referred to doing business under two Prohibited Transaction Exemptions, also…

Beth KnoxApril 19, 2022

Operations

ESI Closes at Noon Tomorrow!

All NYSE markets will be closed on Friday, April 15th in observance of the Good Friday holiday. If you can, please plan ahead, and…

Beth KnoxApril 12, 2022

Advisory Solutions

Market Update from Envestnet

The global economy has started to slow after reaching near peak growth in the latter part of 2021 on the backs of historical levels…

Beth KnoxApril 12, 2022

Strategic Partners

Bright Break: What’s Ahead with Jerry Rice

Fuel your motivation by joining a Bright Break with professional football Hall-of-Fame athlete Jerry Rice. Over his career, Jerry Rice's dedication, commitment, and discipline…

Beth KnoxApril 12, 2022

Operations

Market Closure and Limited ESI Hours on Friday, April 15th

Please note the following closures/limited hours on Friday, April 15th (Good Friday holiday):- All NYSE markets will be closed; check with individual Partners for…

Beth KnoxApril 5, 2022

Advisory Solutions

Removal of Higher Cost Mutual Funds from Some Flagship Select and Directions Accounts

Equity Services Financial Advisors (“EFA”) believes that it is important to provide clients with investments which are in their best interest. This means that…

Beth KnoxApril 5, 2022

Advisory Solutions

PMC Capital Markets Assumptions and Asset Class Portfolios Update

As a reminder, the updated Capital Markets Assumptions (CMAs) and Asset Class Portfolios (ACPs) recently went into effect on the Envestnet platform. Read more…

Beth KnoxApril 5, 2022

Compliance & Licensing Product

Mutual Fund Switching Activity

Switching is the selling or redemption of one mutual fund with a sales charge to buy another mutual fund with a sales charge. Recommended…

Beth KnoxApril 5, 2022