November 1, 2021 Deadline
Report Retention Update in My View Portal
On November 1st Broadridge will be modifying the retention time on the reports available within My View Portal. These reports include, but are not limited to, Rep Commission Statements, Trail Detail, and Sales Blotters. We will be shifting to a three-year retention, removing the history of these reports beyond that time period, which will free up space within the system and help alleviate latency issues that come along with increased storage amounts.
We are communicating in advance of this change so that you may download any historical reports you’d like to save for your records.
If you have any questions on this retention update, please reach out to ESI Commissions at 800-344-7437.
November 1st – 19h, 2021 – Collection Period – Accounts that have instructions on file to pay the annual maintenance fee via journal, EFT or IBP may have the fee deducted.
November 15, 2021 – Maintenance Fee Waiver Request Deadline – Representatives must submit the Maintenance Fee Waiver Request Form by November 15th to absorb fees for their clients.
November 22, 2021 – Collection Day – Unpaid fees are posted to customer accounts. Accounts with insufficient cash will result in a cash debit balance.
November 22, 2021 Deadline
2021 Premiere Select Retirement Accounts: Annual Maintenance Fee Cycle
National Financial Services will be charging Premiere Select Retirement accounts the annual $40.00 retirement maintenance fee on November 22nd, 2021. Review all the details here.
January 5th, 2021 through January 31st, 2021 – Liquidation/Write Offs – Accounts with eligible securities will be liquidated to cover uncollected fees or written off and charged to the advisor on record (if less than $25).
TC123498(1021)1