All Posts – Equity Services, Inc

Advisory Solutions Compliance & Licensing

Field Notice 2024-21: Investment Policy Exception Report Updates

Effective January 1st, 2025, ESI Financial Advisors (“EFA”) will change their notification process for accounts identified as being in violation of one or more…

Beth KnoxNovember 12, 2024

Best Practices Prospecting & Marketing Technology

Seminar Success Starts Here: AcquireUp Now Available for ESI Reps and Advisors

Introducing AcquireUp, a premier event marketing platform approved and available for your practice! As an ESI Rep or Advisor, you may be…

Mallorie ManoshNovember 7, 2024

Advisory Solutions

Get Ready to Meet ESI’s Newest Registered Index-Linked Annuity Offering

Corebridge's MarketLock Annuity is coming later this month - Join us for a webinar on 11.19 to learn more! Join us next Thursday Nov.…

Mallorie ManoshNovember 5, 2024

Advisory Solutions

Envestnet Announces New Tax Overlay Service!

No one likes dealing with taxes – but it’s one of those tedious tasks that just has to get done. If you don’t consider…

Mallorie ManoshNovember 5, 2024

Best Practices Compliance & Licensing Operations Prospecting & Marketing Training

AdTrax Tips & Tricks

Your questions and feedback compiled into Frequently Asked Questions! *A note for our agencies – Feel free to use these articles in your communications…

Mallorie ManoshNovember 5, 2024

Prospecting & Marketing Strategic Partners Technology

Redtail To Introduce New Pricing Structure

In August’s ESI Senior Leadership Update, we shared that Redtail would be introducing a new pricing structure for ESI. Starting December 19, 2024, Redtail…

Mallorie ManoshNovember 5, 2024

Best Practices Firm Update Incentives

Finish 2024 Strong: ESI Incentives and Practice Management Opportunities

From new ways to qualify for Elite Symposium, to the Illuminations Business Development Credit, even the new Rep Referral Bonuses, the opportunities keep growing…

Mallorie ManoshOctober 29, 2024

Prospecting & Marketing

Reminder: New 30-Year Retirement Campaign to Grow Your Network, Grow Your Production

30-Year Retirement Plan is your turnkey marketing PowerPack that delivers prospecting resources, social media, a seminar and more – all focusing on balancing risk…

Mallorie ManoshOctober 29, 2024

Compliance & Licensing

Cash & Non-Cash Compensation Policies

Cash & Non-Cash Compensation Policies When arranging marketing events or attending product offeror meetings where any form of compensation or financial support is received…

Beth KnoxOctober 29, 2024

Best Practices Product

Approved and Restricted Alternative Mutual Funds

The 3rd quarter 2024 alternative mutual fund lists, Approved, Watch and Restricted are now available. Additional details on each list and the training requirements…

Beth KnoxOctober 15, 2024